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Keating Securities, LLC is a broker-dealer, FINRA member, and wholly owned subsidiary of Keating Investments. Keating Investments’ Turnkey Solution opens the door to a NASDAQ listing and includes:
 A customized going public transaction through a reverse merger
Raising equity capital, if needed, through a simultaneous $10-30 million private placement (PIPE)
Keating Securities is responsible for raising equity capital — the second value driver in the Keating Turnkey Solution. Importantly, we only raise capital for companies that we take public through a reverse merger or some other alternative to an IPO (and generally for one round of financing only).
By design, Keating Securities is a specialist firm playing a transitional role that focuses on two principal activities: capital raising and market making. We also have a limited general securities business that exists solely for the purpose of assisting our investors with the efficient resale of securities purchased through a Keating Securities-led private placement.
After the initial capital raise, Keating’s mindset becomes one of a shareholder rather than one of an investment banker. Our mission is to maximize the value of the newly created publicly traded stock. We accomplish this in part by moving issuer clients up the investment banking food chain to mid-tier firms that are better able to serve the needs of emerging growth companies.
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